Carl is the Chairman and CEO of Carl T. Hagberg and Associates, a firm he founded in 1992 that specializes in Shareholder Services and “Retail Investor Relations.“  He is also the editor and publisher of The Shareholder Service Optimizer, a quarterly newsletter which he founded in 1994. Both businesses are dedicated to “Helping public companies - and their suppliers - deliver better and more cost-effective services to investors.”

  Carl is considered to be one of the country’s foremost experts on individual investors, on “affinity group” stock ownership programs, on annual meetings and the proxy-voting process and on techniques and technologies that help to deliver better services to investors, even while reducing costs. He has also served as an expert consultant or expert witness in more than a dozen cases involving securities transfers, exchanges and tender offers, lost and restricted securities and proxy voting matters.

He holds a B.A. in economics from NYU and a M.S. from the Columbia University School of Business.

He is a panelist of the American Arbitration Association, a member of the American Society of Corporate Secretaries, now the Society of Corporate Secretaries and Governance Officers, (a former National Treasurer and former president of the N.Y. chapter), the CTA, now the SSA, the National Investor Relations Institute, the National Association of Stock Plan Professionals and the Society of Corporate Compliance and Ethics. He has also served as a mutual fund director and as a director of a California-chartered trust company.

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